Excerpted
from:
The
Decision to Use the Atomic Bomb
by
Gar
Alperovitz
With the assistance of Sanho Tree, Edward Rouse
Winstead, Kathryn C. Morris, David J. Williams, Leo C. Maley
III, Thad Williamson, and Miranda Greider.
INTRODUCTION:
A Personal Note
Among the many remaining puzzles surrounding the decision
to use the atomic bomb, perhaps the most intriguing concern
two of the nation's highest World War II military leaders.
A few years after Hiroshima and Nagasaki were destroyed, Admiral
William D. Leahy went public with the following statement:
"It
is my opinion that the use of this barbarous weapon at Hiroshima
and Nagasaki was of no material assistance in our war against
Japan. The Japanese were already defeated and ready to surrender
. . .
"My
own feeling was that in being the first to use it, we had
adopted an ethical standard common to the barbarians of the
Dark Ages. I was not taught to make war in that fashion, and
wars cannot be won by destroying women and children."
Leahy
was not what one might call a typical critic of American policy.
Not only had the five-star Admiral presided over the U.S.
Joint Chiefs of Staff (and, too, the Combined American-British
Chiefs of Staff), but he had simultaneously been Chief of
Staff to the Commander-in-Chief of the Army and Navy, serving
Roosevelt in that capacity from 1942 to 1945 and Truman from
1945 to 1949. Moreover, he was a good friend of Truman's and
the two men respected and liked each other; his public criticism
of the Hiroshima decision was hardly personal.
We
can imagine what it would mean today if General Colin Powell
were to go public with a similar critique, say, of the massive
bombings he presided over as Chairman of the Joint Chiefs
of Staff during the 1991 Persian Gulf War--and on decisions
made by his friend, President George Bush.
A similar
puzzle concerns Dwight D. Eisenhower, the triumphant Supreme
Commander of the Allied Expeditionary Force who directed British
and American operations against Hitler--and also, subsequently,
of course, president of the United States. In the midst of
the Cold War--shortly after his famous Farewell Address criticizing
the "military-industrial complex"--Eisenhower also went public
with a statement about the Hiroshima decision. Recalling the
1945 moment when Secretary of War Henry L. Stimson informed
him the atomic bomb would be used against Japanese cities,
Eisenhower stated:
"During
his recitation of the relevant facts, I had been conscious
of a feeling of depression and so I voiced to him my grave
misgivings, first on the basis of my belief that Japan was
already defeated and that dropping the bomb was completely
unnecessary, and secondly because I thought that our country
should avoid shocking world opinion by the use of a weapon
whose employment was, I thought, no longer mandatory as a
measure to save American lives. It was my belief that Japan
was, at that very moment, attempting to surrender with a minimum
loss of "face". . . ."
Something
clearly had caused Leahy and Eisenhower to break the unwritten
rule that requires high officials to maintain a discreet silence
in connection with controversial matters about which they
have special knowledge. But Leahy and Eisenhower were not
the only military figures who broke the rule. And less than
a year after the bombings an extensive official study by the
U.S. Strategic Bombing Survey also published its conclusion
that Japan would have surrendered in 1945 without atomic bombing,
without a Soviet declaration of war and without an American
invasion.
Again,
it is not only the substance of the conclusion reached by
this official body, but the fact that it was made public and
received wide publicity which forces itself into awareness,
now, nearly fifty years after the fact.
I have
had the privilege of participating in the policy process at
high levels of the U.S. Department of State and of directing
legislative work in both the U.S. Senate and the U.S. House
of Representatives. Statements made by official bodies, even
those designated as independent or semi-independent, which
run directly contrary to major government decisions rarely
see the light of day.
On
the fortieth anniversary of the launching of the nuclear era
historian Paul Boyer introduced a thoughtful reflection on
the meaning of the atomic bombings in this fashion: "`Hiroshima.'
`Nagasaki.' The very words, familiar to the point of banality
but restlessly alive, remind us that we have yet to assimilate
fully what they represent into our political, cultural, or
moral history."
In
part this book had its origins in a recurring feeling that
we Americans have, in fact, overlooked something profoundly
important by not probing the Hiroshima story deeply--by not,
for instance, asking serious questions about statements like
those made by Leahy, Eisenhower and the Strategic Bombing
Survey.
The
issue goes far beyond the validity of military judgments,
important as they are. It involves the simple fact that most
of us--unlike Leahy and Eisenhower--have not as yet allowed
our response to Hiroshima to move to what Boyer called "a
deeper plane of moral complexity . . ." Exceptions to the
"denial of the enormity of the event" are few and far between.
In connection with the more difficult issues silence mostly
reigns--and denial.
The
gnawing sense that it is simply wrong to continue to pass
over the troubling underlying questions as the fiftieth anniversary
of Hiroshima approached was one of the things which prompted
me to undertake this study.
Another
was personal:
Many
years ago, as a very young graduate student at Britain's Cambridge
University, I happened upon the then recently opened diaries
of Henry Stimson. These clearly showed that long before the
atomic bomb had been tested, American leaders had begun to
calculate that the new force might greatly strengthen their
hand against their wartime ally, the Soviet Union. In May
1945, for instance, Stimson judged that
"It
may be necessary to have it out with Russia on her relations
to Manchuria and Port Arthur and various other parts of North
China, and also the relations of China to us. Over any such
tangled wave of problems S-1 [i.e., atomic bomb] secret would
be dominant . . ."
Stimson's
diary also shows him to have urged that until the new weapon
was tested
".
. . the time now and the method now to deal with Russia was
to keep our mouths shut and let our actions speak for words.
. . . It is a case where we have got to regain the lead and
perhaps do it in a pretty rough and realistic way. . . . this
was a place where we really held all the cards . .. They can't
get along without our help and industries and we have coming
into action a weapon which will be unique. . . . Now the thing
is not to get into unnecessary quarrels by talking too much
and not to indicate any weakness by talking too much; let
our actions speak for themselves."
When
the Cambridge Ph.D. thesis I wrote using such documents was
published in 1965 under the title Atomic Diplomacy: Hiroshima
and Potsdam, it became the center of a rather intense controversy
over why the atomic bomb had been used. This question had
not, in fact, been my primary focus. I had been interested
in how the bomb impacted diplomacy, not why it was used. In
a few concluding remarks, however, I had observed that the
then available evidence "strongly suggested" that the view
James F. Byrnes had reportedly urged to three atomic scientists
(also in May 1945) was an accurate statement of policy:
"Mr.
Byrnes did not argue that it was necessary to use the bomb
against the cities of Japan in order to win the war . . .
Mr. Byrnes's . . . view [was] that our possessing and demonstrating
the bomb would make Russia more manageable in Europe . . ."
Since
Byrnes was Truman's personal representative on crucial atomic
bomb issues and his first Secretary of State, I thought his
views significant. I had also written that I did not believe
questions concerning the influence of diplomatic considerations
on the decision to use the atomic bomb could be fully answered
"on the basis of the presently available evidence . . . ,"
that "no final conclusion can be reached on this question
. . ." and, that "more research and more information are needed
to reach a conclusive understanding of why the atomic bomb
was used."
Atomic
Diplomacy was researched and written in the late 1950s and
very early 1960s. However, in the atmosphere of heated debate
over the then escalating Vietnam war--as Professor Gaddis
Smith has observed--fine distinctions and careful caveats
were not much in vogue. Oversimplified versions of my argument
(together with some obvious graduate student errors) were
pounced upon by a range of critics who at the time could not
abide such criticism of the Hiroshima decision. In part, I
suppose the following text is thus also a much delayed response
to my own call for "more research and more information" on
these matters. Although the once controversial idea that diplomatic
considerations related to the Soviet Union played a significant
part in the Hiroshima decision is now commonplace among serious
scholars, I should stress, however, that this book is not,
primarily--or even significantly--an attempt to resolve remaining
questions of the precise impact diplomatic consideration had
on the Hiroshima decision.
I am
largely concerned with other, perhaps even more difficult
matters as we approach the fiftieth year since the events
reported in these pages occurred.
In
a very real sense this book is the result of my own extended
confrontation with the psychological resistance I, too, share
to penetrating to "a deeper plane of moral complexity" concerning
the bombings. What pushed me over the edge (in 1990) was an
encounter with the following statement:
"Careful
scholarly treatment of the records and manuscripts opened
over the past few years has greatly enhanced our understanding
of why the Truman administration used atomic weapons against
Japan. Experts continue to disagree on some issues, but critical
questions have been answered. The consensus among scholars
is that the bomb was not needed to avoid an invasion of Japan
and to end the war within a relatively short time. It is clear
that alternatives to the bomb existed and that Truman and
his advisers knew it . . ."
The
writer, J. Samuel Walker, Chief Historian of the U.S. Nuclear
Regulatory Commission--the institutional locus of conservative,
often pro-nuclear thinking. Nor was Walker stating a personal
opinion: he was offering a summary of the most recent expert
research on the Hiroshima decision in the respected scholarly
journal Diplomatic History. (The conclusion of a similar review
in another journal was that the most recent documentary discoveries
were "devastating" to the traditional explanation of the decision.)
What
struck me initially was the simple honesty of the challenging
assessment of the literature which Walker had provided. If
after surveying the modern expert research, a careful government
scholar could come to this conclusion, it occurred to me that
just possibly others might be able to confront the Hiroshima
story in a new way. Some scholars, of course, still disagree
with the general "consensus" Walker described; and the implications
of the expert literature has not yet reached many "general"
historians who are not specialists in this particular area.
And, of course, in the following pages each significant remaining
objection must be examined and confronted head-on. Walker,
however, was unequivocal, even blunt about a central point:
"It is certain that the hoary claim that the bomb prevented
one-half million American combat deaths is unsupportable."
A rather
obvious question now also fairly jumped off the page--one
which, of course, had been there all along, at least since
the time of the Leahy, Eisenhower and Strategic Bombing Survey
statements.
How
could it be that what leading military figures believed--and
now many historians had concluded--was so radically different
from what the majority of Americans still believed?
Throughout
the half century that has passed since Hiroshima, poll after
poll has shown that most Americans think that the bombings
were totally justified--and, moreover, that they had saved
a very significant number of lives which might otherwise have
been lost in an invasion.
Either
Leahy, Eisenhower, the Strategic Bombing Survey and now many
modern researchers were totally wrong about the facts--or
the American people had been allowed to believe something
that was false. That was the question which now would not
go away. Even leaving aside continuing expert differences
and the remaining areas of uncertainty, the possibility of
some measure of deception--or at least extraordinary exaggeration--could
not be excluded.
Initially,
I thought I might do a short article on the problem. As I
dug into the modern documents with the help of a group of
young researchers, however, I found dramatic new evidence
about how the decision to use the atomic bomb was really made.
And, as I probed the question of why the views of most Americans
came to be what they were, I discovered, not surprisingly,
that this was no accident. Some leading officials (and their
associates) had wanted the American people to believe what
they came to believe--and they had worked hard to make sure
that they achieved their objective.
An
article, clearly, could not do justice to such issues, and
(after timely nudges and encouragement from my friends Bernd
Greiner and Ronald Goldfarb) I decided to undertake a full-blown
study. In what follows, Book I attempts straight-forwardly
to assemble and report what is now known (and still not known)
about the decision to use the atomic bomb. Book II explores
why, precisely, what most Americans still believe is different.
In
an Afterword to the main text, I examine certain additional
points and several "theories" concerning the Hiroshima bombing
which have been offered by various authors. The word "theories"
may surprise some readers--but, note carefully, this is in
fact what historical accounts can only be called when there
are significant gaps in the record. Historians like to use
the softer word "interpretation" as a substitute for the word
"theory," and some still write from Mt. Olympus as if they
had all the facts and therefore were simply and smoothly telling
the unquestioned story of what happened.
However,
very few knowledgeable scholars, if pressed, would claim they
could offer definitive answers to some of the most important
questions.
As
the reader will soon see, much of the information contained
in the following pages is not presented in the usual narrative
mode of most history-writing (including my own previous work).
Instead, I have chosen to reproduce rather substantial passages
from White House and other documents at numerous points of
the argument. Often the reader is `spared' the details of
the living documents of the time. In my experience--and especially
in connection with some of the truly critical issues--the
documents themselves are far more compelling than any interpretation
offered by after-the-fact writers. Indeed, many readers have
found them to be gripping, even exciting--and (as in case
of the Stimson diaries) almost always highly revealing.
Another
reason for inviting the reader into the documentary discovery
process has to do with the question of why what we now know
is so different from what most Americans have been taught
to believe. Practically speaking, the way "history" is constructed
is that documents are discovered; then new facts are put together
with old facts; then a new "story" emerges from the resulting
new mosaic. Looking back over five decades it is extraordinary
how the available documents, known facts, and resulting "story"
have changed over time. Especially during the last decade
and a half there have been extremely important documentary
"finds".
A first-hand
feel for the actual documents is necessary to grasp how our
understanding of events actually emerged over time--how (sometimes
very erratically) some of the most important facts were discovered,
and how new insights were agonizingly developed. Book I is
thus not only an attempt to assemble "what we now know," but
also a cautionary illustration (and warning) about the way
"official" versions of reality get promoted, and how later--often
far too much later--they are commonly contradicted by previously
suppressed or otherwise unavailable evidence.
Some
of the issues connected with the decision to use the atomic
bomb are still so controversial that nothing can be gained
by taking shortcuts. The only way to answer the hardest questions
is to lay out the evidence.
Furthermore,
on some crucial matters there are still huge gaps in the record
(and in some cases evidence, too, of the destruction of important
documents). The most straightforward approach in situations
where direct evidence on an important issue is simply not
available is to assemble all the information that can be found,
and then attempt to narrow the field of possibilities. Although
some additional detail must be presented, this, too, allows
the reader to join in the process of investigation so he or
she can judge the import of the available evidence. (Whenever
feasible I have for this reason also cited easily accessible
published sources rather than difficult to check archival
files.)
Although
I think the scholarly detective aspects of the tale have a
certain fascination of their own, I have also tried to limit
the scope of the reporting in certain areas--in part simply
to hold down its length. As we shall see, the real decisions
connected with the use of the atomic bomb were made by a very
tiny group of officials. I have accordingly sharpened the
focus in Book I to what men at the very top of the U.S. government
did during the summer of 1945, and I have referred readers
to other studies for additional detail. Many excellent accounts
are now available of how the atomic bomb was developed; of
lower level bureaucratic and other in-fighting; of, say, how
some atomic scientists maneuvered at the last minute to attempt
to head off the weapon's use by urging a "demonstration" rather
than the destruction of a city.
Book
II proceeds in a slightly different manner in its exploration
of the question of how the American people came to believe
what most still believe about the bombing of Hiroshima.
Ask
nine out of ten people why the United States used the atomic
bomb at the end of World War II and the answer almost always
is: "To save perhaps a million lives by making an invasion
unnecessary." In a special 1985 "Nightline" broadcast on the
40th anniversary of the bombings, ABC's Ted Koppel put it
this way:
"What
happened over Japan . . . was a human tragedy . . . But what
was planned to take place in the war between Japan and the
United States would almost certainly have been an even greater
tragedy . . ."
Where,
precisely, did this idea come from? How did it become so widespread?
If, in fact, the bomb was not needed to prevent an invasion--and
this was known at the time--the notion that it was the only
way to save large numbers of lives is clearly a myth. And
clearly, too, in a very general sense the public has obviously
been misled.
We
have been very poorly served by the print and electronic media
in connection with the Hiroshima story. Over the past fifty
years most journalists have reported what government officials
have said about the decision as if it were fact--evidence
to the contrary not withstanding. (A courageous and impressive
thread of challenging reporting also exists--a reminder that
here, too, there have always been people willing to speak
out, to penetrate the silence. And again, some of the most
forthright reporting was done not only by critics but also
by highly respected military journalists or well-known business
magazines.)
At
another level, there is the routine government classification
of major documents for a substantial period (usually thirty
years in the case of significant diplomatic and military issues).
For decades--especially during the early postwar period when
the public's views about Hiroshima were being consolidated--thousands
of documents were off-limits to researchers.
Classification
practices--and especially the all too easy way in which claims
of "national security" are used to suppress information--clearly
need to be questioned.
We
also lack knowledge of many private discussions between James
F. Byrnes and President Truman during April, May, and June
1945, when Byrnes served as the President's personal representative
on the Interim Committee. And we know almost nothing about
the critical planning sessions the two men held during the
eight-day Atlantic crossing before the Potsdam conference
and the bombing itself.
That
the documents one would need to resolve many of the most difficult
issues related to the Hiroshima decision have simply not been
available is fully understood by the nation's best scholars.
The author of one important study, Martin Sherwin, for instance,
asked in 1973: "Was an implicit warning to Moscow, then, the
principal reason for deciding to use the atomic bomb against
Japan? In light of the ambiguity of the available evidence
the question defies an unequivocal answer." Two decades after
Hiroshima, another scholar, Barton Bernstein, similarly observed
that several key questions "cannot be definitively answered
on the basis of presently available evidence . . ."
An
obvious question arises: Why is this so? If the decision to
use the atomic bomb was simply a matter of obvious military
necessity--as had repeatedly been stated--why hadn't everything
long since been made public? What
was there to hide?
In
impressive displays of scholarly reflection and integrity
over time, a number of scholars--including Sherwin and Bernstein--had
revised various aspects of their interpretations of the decision,
and of their judgments.
Bernstein
stated to a 1990 gathering: "The task I have is to try as
a historian, as an individual, to make some sense on a problem
that I've labored on for many years. I've had various formulations
. . . I'm sure that each would change and will change over
time."
"Evidence
almost never on interesting matters entails answers. It only
provides leverage for answers. [On other matters] . . . evidence
is useful, the leverage is more contingent, and well-intentioned,
ardently researching people looking at the same material can
plausibly come to different conclusions."
Still
another well-known scholar, Steven Ambrose, sent me a personal
note on the subject in early 1993 which stated: "For my part
I've gone back and forth on the A-bomb decision so many times
I can't have much confidence in hard conclusions."
As
I began to probe the more puzzling aspects of the record,
it also appeared quite obvious that something besides the
usual government classification procedures had been at work.
The documentary trail is, in fact, punctuated by numerous
quite obvious gaps--in some cases because apparently no records
of important discussions were kept; in others, for reasons
that are unexplained. Also, some documents appear to have
been hidden or destroyed.
Specialized
work being done on certain specific elements of the story
by other scholars also pointed to a common problem: many important
documents had evidently been actively suppressed--and others
appeared to have been manipulated in odd ways or even in certain
cases systematically rewritten to "improve" the historical
record.
It
seemed plain that the oddities also turning up in other research
(for instance, concerning the suppression of information related
to radiation experimentation) were no accident--that there
was a general problem which needed to be investigated.
The
modern term for a process characterized by practices of the
kind we are discussing is "cover-up". However, the term is
far too blatant and conspiratorial for our purposes. Perhaps
the plural form, "cover-ups," might be more appropriate. Moreover,
although some of the men involved were indeed blatant and
conspiratorial, others appear to have been caught up in events
and seem themselves to have been somewhat blinded to what
was happening. What they did, even if it resulted in the suppression
of information, was not the same as a blatant cover-up.
Several
of the people involved, it seems clear, also may ultimately
have come to believe the things they later said which are
now contradicted by the available documents. Nonetheless,
some form of misrepresentation was--and is--certain; and as
we shall see, misstatements of fact, manipulation of the documentary
record, the withholding of information for many decades, and
in some instances, clear evidence of outright lying, define
a process which would easily warrant more dramatic labeling
in our own era.
Put
another way, it would be very surprising indeed if the widespread
and continued belief in the mistaken notion that the atomic
bomb had been needed to prevent massive loss of life had simply
occurred without official encouragement and the denial of
access to contrary information.
How
were the ideas most people were taught propagated and sustained?
Any
effort to find out, of course, is handicapped from the outset:
The process is inherently covert. Moreover, some of the parties
involved were extremely diligent in covering their tracks.
Still, it is possible to sketch the main outlines of what
happened by assembling bits and pieces of information from
a wide range of sources--and, also, by comparing the public
statements of key officials with the evidence which, after
fifty years, is now in hand.
The
various officials, it turns out, are all rather different.
Each in his own way is complex; there are no cardboard characters
in this drama.
President
Truman, for instance--to take the most notable example--is
a far more interesting figure than many commonly understand.
He is not simply the straight-shooting, lovable cracker-barrel
"man of the people" of recent mythology. It is important to
remember that Truman was, after all, the hand-picked senatorial
candidate of the notorious Kansas City Pendergast machine--and
a shrewd poker player to boot. On several occasions there
is indisputable evidence of the president lying about important
aspects of the Hiroshima story--both to the American people
and to his own Cabinet.
Moreover,
as we shall see, his writings on the subject systematically
eliminate information on many crucial aspects of the tale
which, we can now document, run counter to the official version
of events.
On
the other hand, Truman was a newcomer to office and for a
long time was clearly over his head. There is also ample evidence
that at the outset of his Administration he was manipulated
by the shrewd politician he made his personal representative
for atomic bomb matters--the man he privately called his "conniving"
Secretary of State, James F. Byrnes. Often the record shows
the president's personal instincts to have been quite different
from Byrnes' policy. Through a rather complex process, it
appears that ultimately the president himself probably came
to believe what he said on many occasions--namely that the
bomb simply had to be used to prevent an invasion. (It does
not seem to be the case, however, that the question never
troubled him.)
The
other major figures involved range from the sick and aging
Secretary of War, Henry L. Stimson, to the tough-minded, aggressive
general in charge of the Manhattan Project, Leslie R. Groves;
and they include a host of lesser military and other officials.
Late in his life Stimson was rolled forward onto the stage
of history to set out the official line (with the help of
a young man who later became famous in his own right, McGeorge
Bundy.) Characteristically, Stimson--a man of great personal
integrity--was to change his mind on what he initially said
with Bundy's help, and he subsequently retreated on some crucial
issues. Groves was always clear about what had to be done;
he did not hesitate to suppress documents, propagandize and
even intimidate to make sure his version of events was broadcast
far and wide.
Then,
of course, there is Byrnes--the man who, in the end, was perhaps
most responsible for advice on the decision and for convincing
the president to reject other available alternatives. We shall
learn a great deal about this man--including his nimble capacity
to stay out of the line of fire for decades after the fact
in connection with the Hiroshima decision.
We
should also reflect on an obvious psychological reality concerning
why the Hiroshima myth has been sustained for so long. How
many people, in truth, could find the strength to publicly
repudiate what had been done and what been said? It is understandable
in human terms that many of the men involved probably came
themselves to accept as fact things which documents now available
show they did not believe at the time.

In
our own time in history, most Americans have come to take
for granted the obvious fact that government officials regularly
lie to the people and then attempt to cover their tracks.
Many people are cynical in a way they were not fifty years
ago. We are also sentimental: We don't like to think that
the men of earlier days might possibly have acted as men do
today.
The
Hiroshima story reminds us that government deceit (even by
good men) is hardly a recent invention.
I wish
to stress that term: "good men." None of the officials involved
in this tale had evil intentions. What can be said of them,
I believe, is that some became so taken by the power the atomic
bomb seemed to give them to do good (as they defined it),
that they seem to have become carried away.
Stimson
put his finger on a key point when he observed privately to
his colleague Joseph Grew that they were "very fine men"--but
also that they "should have known better . . ."
This
returns us to the question of why certain individuals like
Leahy and Eisenhower not only reached the conclusions they
did about the Hiroshima decision, but why they chose not to
continue to affirm the public myth by their personal silence.
Both, it seems clear, felt that the use of force could not
be allowed to transcend all ethical limits--even the use of
force for what was judged to be good: ". . . so I voiced to
him my grave misgivings. . . ." "I was not taught to make
war in that fashion. . . ."
The
manipulation of the public by elites, the seductive belief
that overwhelming force confers unlimited power to determine
good and evil, and the fragile nature of the limits we seem
willing to accept on our own prerogatives are all ongoing
issues--as, finally, is the terrible question of what it means
for a democracy to delegate to one person such extraordinary
discretionary power in an era when the next Hiroshima could
be the globe.
As
Maya Angelou urged in the poem she read on Inaugural Day,
January 20, 1993:
History,
despite its wrenching pain,
Cannot be unlived, but if faced
With courage, need not be lived again.
Hiroshima
and Nagasaki--now--I think, have very little to do with the
past.
How we
choose to deal with them, I believe, may have everything to
do with the future.
We are
all fine Americans who should have known better about our
own silent refusal to confront the enormity of nuclear weapons.
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